1.  Physical documentary evidence of financial details along with self declaration for all who opt to trade in Derivatives Market Segment. 

      

            Supporting Proof of Income documents (Any One)   with Annexure1

       

-Copy of the ITR acknowledgement

-Copy of the annual accounts

-Copy of Form 16 in case of salary income

-Net-worth Certificate duly certified by a Chartered Accountant

-Salary slip

-Bank Statement for the last 6 months *

-Depository Account holding statement #

       

* Bank statement of last 6 months should be submitted. The bank statements being   submitted must be of consecutive 6 months only.

-The client should be the first holder in the bank statement submitted.

-Bank statement being submitted cannot be an internet statement

-Bank statement being submitted should be on the bank’s stationary or any blank stationary   which should have the banks stamp on the same. Internet statement will not be accepted.

       

# DEMAT statement must be self attested either by your self or by the concerned Depositary Participant (DP).

-Demat statement can be of any other depositary however in that case you need to be the first holder in that account.

-Demat statement being submitted needs to be on the Depository Participant’s stationary or any blank stationary which should have the DP stamp on the same. Internet statement will not be accepted.


       



2. Authorization for maintenance of client accounts on running basis on a yearly basis. 

       

              Details as per  Annexure2

       

       

       

3. Authorization for Electronic Contract Notes.

         Details as per Annexure3

       

4. Policies & Procedures.

         Details as per Annexure4

 

 5. Details of Action Taken By Sebi/Stock Exchange/Others . 

         Details as per Annexure5

 

       

In addition to the above and before submitting all the mandates, you would also need to ensure that;

       

-Name, trading code, PAN and the address has to be mentioned on the mandate before submission.
-All supporting documents submitted need to be self certified and verified with the originals.
-All the mandates compulsorily need to be signed only by the respective account holders. Signatures of POA holders would not be considered /accepted.

       

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To avoid any inconvenience, we request you to furnish us with all the required annexure after properly filling up all the fields and your financial details along with self certified relevant supporting before July 15, 2010 to any of your nearest branch or send the same to our Head office at following address:

       

DB(International) Stock Brokers Ltd

402, New DelhiHouse, 27, Barakhamba Road
New Delhi
– 110001


For any clarification / information or any queries please feel free to contact our Support Section on 011-42149944-45 or you may write to us on [email protected]


**Kindly ignore if you have already compiled with the said requirements.